Investment Advisors
FSC-licensed investment advisor structures for firms providing portfolio management, investment advisory, and corporate finance services through Mauritius.
Investment Advisor licences are issued by the FSC under the Securities Act 2005 and enable the holder to provide investment advisory and portfolio management services to clients on a professional, regulated basis. Mauritius offers three categories of Investment Advisor licence, each tailored to different business models and client types. PrimeLuxe assists with the full licensing application process and ongoing compliance support for investment advisor licence holders.
Unrestricted Investment Advisor
The broadest investment advisory licence — enables portfolio management and investment advice to both retail and sophisticated investors without restriction on client type or asset class. Ideal for full-service wealth managers and multi-strategy advisory firms.
Restricted Investment Advisor
A targeted licence restricted to sophisticated and professional investors only. Lower capital requirements and a streamlined regulatory framework make this the cost-efficient choice for boutique managers, family offices, and specialist advisors.
Corporate Finance Advisory
A specialist licence for M&A advisory, capital raising, corporate restructuring, and transaction advisory services to corporate clients. Ideal for investment banking boutiques and advisory firms serving African and Asian markets through Mauritius.
Licensing Process
The FSC licensing process typically takes 8-12 weeks for Investment Advisor applications. PrimeLuxe manages the full application including business plan preparation, financial projections, compliance framework documentation, and regulatory liaison.
Capital Adequacy
Each Investment Advisor category has specific minimum capital adequacy requirements set by the FSC. PrimeLuxe advises on structuring the entity to meet these requirements efficiently while minimising locked capital.
Ongoing Compliance
Investment Advisor licence holders must submit annual audited financial statements, compliance officer reports, and FSC returns. PrimeLuxe provides comprehensive ongoing compliance support across all three licence categories.
Personnel Requirements
The FSC requires Investment Advisors to employ qualified and experienced investment professionals. Minimum qualifications and experience thresholds vary by licence type. All key persons require FSC approval prior to appointment.
Ready to establish your Advisors?
Our team will guide you through every step — from initial structuring advice through to incorporation, licensing, and ongoing administration.